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Senior Vice President, Internal Audit Project Leader - Clearing & Collateral Management At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We're seeking a future team member for the role of Senior Vice President to join our Internal Audit team supporting Clearance & Collateral Management. This role is equivalent to an Auditor-in-Charge and is located in New York City or Jersey City NJ. In this role, you'll make an impact in the following ways:
- Serve as a trusted advisor, providing credible challenges to Clearance and Collateral Management, directly impacting BNY's operating environment.
- Foster client relationships and ongoing communications as a thought leader, leading to strong stakeholder engagement and influencing strategic risk management implementations.
- Participate in cross-functional audit engagements.
- Allocate Internal Audit resources to ensure adequate frequency and scope of audits, driven by financial, operational, compliance, and technology risks identified through continuous monitoring to identify thematic risk trends across the organization.
- Perform internal audit works including drafting audit reports and presenting issues to the business and discussing practical solutions
- Performs audit related activities and works as a team member on audit assignments.
- Complete assigned audits work within budged timeframes
- Knowledge and experience in clearance and collateral services.
- Performs risk-focused audit work, in accordance with Internal Audit policies, methodologies, and standards to identify meaningful issues, risks and other exposures in the area of the company being audited.
- Draws on extensive experience and/or specialist skills (e.g. technology, advanced operational knowledge, or first or second line experience, etc.) to plan and deliver audits.
- Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions.
- Identifies inconsistencies with the control environment, regulatory requirements and best practices and initiates the development of a structure or solution to address the issue(s).
- Identifies opportunities for the use of automation and actively takes part in advancing recommendations for software support requests.
- No direct reports. Demonstrates leadership through work guidance and training of less experienced peers and through advice to assigned clients.
To be successful in this role, we're seeking the following:
- 7-10 years of internal or external audit experience, or operational risk control testing or relevant financial product business experience preferred.
- Degree in Finance, Accounting, Business, Economic, or similar field is required. Professional certifications such as FRM, CPA, CFA, CIA preferred
- Knowledge and experience in broker-dealer operations, margin requirements, liquidity management, regulatory reporting, custody, clearance and settlement, collateral management, and payments.
- Knowledge of financial systems or exposure to larger financial institutions
- Excellent team player with effective project management skills
- Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.
At BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom BNY LinkedIn Here's a few of our recent awards:
- America's Most Innovative Companies, Fortune, 2025
- World's Most Admired Companies, Fortune 2025
- "Most Just Companies", Just Capital and CNBC, 2025
Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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BNY Mellon
Aug 20, 2025