Global Banking & Markets, Rolling Review KYC Team, Vice President, Salt Lake City

OPERATIONS

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our CIP Rolling Review team would like to invite you to apply for a position on the team. We are seeking a professional who can work with our clients to review and refresh their AML/KYC information on file. This position offers the opportunity to mitigate the risks at the firm while collaborating with colleagues across the Consumer and Investment Management, Operations, and Compliance divisions.

OUR IMPACT

As a member of the CIP Rolling Review team, the individual will specialize in the review of AML/KYC information on file for existing clients. The individual will work directly with our clients, sales and operational partners in a fast -paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical.

RESPONSIBILITIES AND QUALIFICATIONS

How You Will Fulfill Your Potential

• Manage the Rolling Review team and ensure due diligence is performed on the Firm's existing clients to comply with "Know Your Customer" regulations
• Develop expertise in the Firm's Anti Money Laundering/Customer Identification due diligence policies
• Communicate with internal and external clients to obtain relevant documentary requirements in line with current policies
• Propose and execute upon process improvements/efficiencies
• Manage communications with Global Rolling Review leads on deliverables and ensuring the approach is consistent
• Work closely with regional managers to ensure CIP Rolling Review case review targets are on track and being progressed

Skills & Experience We're Looking For

Basic Qualifications

• Bachelor's degree required
• Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
• Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience.
• Self-motivated and proactive team player who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.
• Flexible and able to work well under pressure in a team environment.
• Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word

Preferred Qualifications

• Knowledge of Portuguese or Spanish
• Ability to prioritize and make decisions in a fast-paced environment
• Accuracy and attention to detail
• Strong client service orientation
• Strong written and verbal communication skills
• Adapt to changes and new challenges
• Strong analytical skills
• Well-developed organizational skills
• Prudent in escalating potential risk to the Firm